What are the types of CDD?

1 year ago
Banking

Based on the risk profiling of the customers, the Bank adopts following 3 types of CDD.
1. Simplified CDD
2. Normal CDD
3. Enhanced CDD
1. Simplified Customer Due Diligence
Simplified CDD is the lowest level of due diligence that can be completed on a customer. This is 
implied to the customer with low risk category. The customer can be categorized as low risk in 
the risk assessment of AML/CFT IT system conducted as per the AML Act, AML Rules and 
NRB Directive are met.
2. Normal Customer Due Diligence
Normal CDD is implied to the customers in general or in medium risk or those who do not fall 
under high risk or low risk. The AML/CFT IT System of the Bank provides workflow for 
entering, storing, updating, and retrieval of the normal CDD information. 
3. Enhanced Customer Due Diligence
Enhanced CDD shall be applied to the customers categorized as high risk. ECDD includes higher 
degree of CDD that requires collection of additional information and documents as well as 
surveillance in every stage of transaction. The Bank aims to reach to the reality of the customer 
and transactions through ECDD process. Certain customer or transactions may need special and 
extended attention of the bank. Hence, a rigorous and robust additional KYC/CDD process shall 
be applied for ECDD customer or transactions with additional reasonable measures to verify and 
validate the customer's identity, understand and test the customers profile, business and account 
activity as well as risk associated. Prior approval shall be taken from management in account 
opening and high value transaction for the customer through the quickest means for high-risk 
category.

0
Rusma Khadka
May 23, 2023
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