Who are high risk customers?

1 year ago
Banking

 Customer identified as high risk with higher rank of risk scoring by RBA module in screening 
result and KYC risk profiling in the AML/CFT IT System and national, regulatory and internal 
risk assessment.
 All account of customers domiciled in high risk countries as categorized by FATF and updated by 
FIU/Home Ministry from time to time.
 All other accounts classified by FIU-NRB as high risk accounts.
 Customer or transactions related with a jurisdiction fundamentally deficient for the control of 
following types of crimes in general, but not limited to,:
o Terrorism and Financing of terrorist activities,
o Money Laundering
o Proliferation Financing, Arms and Ammunition
o Corruption
o Tax / Revenue evasion
o Narcotic Drugs and psychotropic substances
o Human trafficking
o Organized crime
o Counterfeiting
 Customer or transactions related with a jurisdiction largely deficient for the control of above 
listed types of crimes in general or are under a kind of international monitoring
 Non face-to-face Customers or Business Transactions, particularly,
o Cross border correspondent banking
o Wire transfers
o Business relation through Internet, Telephone, Fax, Postal service etc.
o Internet Banking, ATM Transaction, Mobile Banking
o Transaction through instruction / request by Fax/wire
o Transaction through Wire or prepaid card, etc.
 Politically exposed persons (PEPs) both domestic and foreign PEPs their family member and 
person associated with them.
 Antique dealers (individuals and entities), Money service bureaus, Dealers in arms, Casinos, 
Bullion dealers including sub dealers &jewelers.
 Business of precious herbs and medicines.
 Export/import trade, Travel agencies, Cooperatives, and company service providers, real Estate 
agents, Dealers in vehicles.
 All accounts of Trusts, NGOs, Charities, Charities and Organizations receiving domestic or 
foreign donations and accounts operated by Power of Attorney holders may be classified as High 
Risk.
 STR reported customer
 Customer under investigation or prosecution or convicted
 Customer with suspected Beneficial Owner.

0
Rusma Khadka
May 23, 2023
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